Close the acquisition of TriState Capital Holdings, Inc

Delivered by the deadline

AI-assessed · human review in progress Found and assessed by AI from the cited sources. Shown with its evidence; it is not counted in any Kept Score until confirmed.

Announced: 20 Oct 2021
Due: 31 Dec 2022

Deadline
Met
Late
Not met
Today

What the company said

“The acquisition is subject to customary closing conditions, including regulatory approvals and approval by TriState Capital shareholders, and is expected to close in 2022.”

SourceRaymond James Financial Form 8-K press release, 2021-10-20
FilingSEC filing index
Deadline as statedin 2022
Deadline used31 Dec 2022, the last day of the stated period
TypeTransaction
Permanent referenceKI-C-2021-RJF-007082
Cite as https://keptindex.org/c/KI-C-2021-RJF-007082/ — this address never changes.

What we found

Evidence strength A What the grades mean

A later 10-K's equity statement shows preferred stock issued for the TriState Capital acquisition in the fiscal 2022 column, indicating closing within fiscal 2022, before the deadline. The exact closing date is not stated.

A
Raymond James Financial 10-Q filed 2023-02-03 Regulatory filing · published 3 Feb 2023 · retrieved 11 Oct 2026 · kept permanently by the SEC · fingerprint 4a5bdf5081cf
“TriState Capital Bank’s Tier 1 leverage ratio at December 31, 2022 was flat compared with September 30, 2022” ✓ confirmed on the page
A
Raymond James Financial 10-K filed 2023-11-21 Regulatory filing · published 21 Nov 2023 · retrieved 11 Oct 2026 · kept permanently by the SEC · fingerprint 6b98d91cfb2b
“Preferred stock issued for TriState Capital Holdings, Inc. (“TriState Capital”) acquisition” ✓ confirmed on the page

Market reaction: the shares moved +1.3% against the S&P 500 over the three sessions around the disclosure (20 Nov 2023 to 24 Nov 2023). What this measures

Checked 11 Oct 2026.

Commitment lineage

Every time the company restated this commitment. The original is never changed, and the outcome is always measured against version 1.

Deadline drift -184 days
2 versions

Version 1 · original · stated 20 Oct 2021

Deadline 31 Dec 2022 (“in 2022”) · wording expected
Version 2 · stated 27 Apr 2022

Deadline 30 Jun 2022 (“by the end of the fiscal third quarter”) · wording expected

“The TriState Capital Holdings acquisition, which is currently anticipated to close by the end of the fiscal third quarter”
Source for this version

Commitment DNA

The structured record of this commitment. Fields the company did not state are left blank rather than guessed.

Event type: Acquisition close
Indicative materiality: High rules
Action: Close
Deliverable: Acquisition of TriState Capital Holdings, Inc.
Language: Expected (“expects”, “plans”)
In the company’s control: Low
Specificity: Medium
Conditional: Yes: subject to customary closing conditions; subject to regulatory approvals; subject to approval by TriState Capital shareholders
Depends on: Regulatory, Shareholder, Government

How this entry was checked

Commitment recordedThe company's words were matched word for word against the filing.
First checkAn AI model, Claude (Anthropic), read the company's later filings and recorded the outcome with a quoted passage.
Second check: agreesA different AI model, Gemini (Google), re-read the evidence without being told the outcome and reached the same answer.

Not yet confirmed. Shown on the record, but it will not count in any score until it is confirmed. How verification works

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